Senior Brokerage Operations Associate
Company: VirtualVocations
Location: Vista
Posted on: May 10, 2025
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Job Description:
A company is looking for a Sr. Brokerage Operations Associate,
responsible for supporting core business functions and improving
operational processes.
Key Responsibilities
Perform operational activities between the broker/dealer and
clearing firm, including daily report reviews and processing check
deposits
Handle requests in the Operations Queue and email inbox, serving as
a point of contact for advisor and custodian teams
Collaborate on regulatory support, including running reports for
audits and maintaining operational records
Required Qualifications
4-year degree preferred
3-5 years of financial industry experience
FINRA Series 7 and SIE certifications required; Series 24
preferred
Strong process management skills
Proficient with Microsoft Office
Keywords: VirtualVocations, Palm Desert , Senior Brokerage Operations Associate, Other , Vista, California
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